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FMI - Glossary ,

Framework for the Management of Information
in the Government of Canada

 

Glossary

 

Document Version 2.0
November 2004

Information Management Division
Treasury Board of Canada Secretariat

Table of Contents 

1.  Introduction

1.1  Title
1.2  Document Revision History
1.3  Context
1.4  Scope
1.5  Applicability

2.  Definitions

Accountability
All Persons Working for a Government Institution
Asset
An Authority.
Authority
Business Case
Content
Controlled Vocabulary
Crawler
Custody
Data
Deputy Head
Disposition
Distributed Computing
Document
DTD
EDI
Emergency Preparedness
Federal Government Institution
Formatting
Governance
Guideline
Governance and Accountability Model
Impact
Integrated Risk Management
Information
Information in the Government of Canada (GoC)
Information Life Cycle
Information Management
Information Management Advisor
Information Management Specialist
Information Technology Specialist
Interoperability
Likelihood
Loose Structure
Management of Information
Managers
Markup
Messaging
Metadata
Minister of a Government Institution
Outcome
Parsing
Quality Information
Repository
Risk
Risk Management
Risk Review
Role
Resource
Responsibility
Result
Schema
Senior Executive
Single-source publishing
Stakeholder
Standard
Stylesheet
Syndication
Threat
Treasury Board Submission
Valid/validity/validation
Vulnerability
Web Services
Well-formed/Well-formedness/Well-formedness checking

3.  Glossary

4.  References

5.  Author and date

1.  Introduction

1.1  Title

Glossary

1.2  Document Revision History 

Revision Number

Date of Issue

Author(s)

Brief Description of Change

1

October 2002

TBS/CIOB/IMD

Original version

2

November 2004

TBS/CIOB/IMD

New Definitions

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.3  Context

A glossary provides consistency in the use and meaning of information-related terms in the components of the Framework. Consistency will assist in achieving a coherent expression and facilitate understanding of the guidance provided in the Framework.

1.4  Scope

This glossary includes definition of words and terms as used in the Framework for the Management of Information in the GoC.  It is a "living" document with new definitions being added as the components of the framework are developed. 

1.5  Applicability

This glossary shall be used to facilitate the understanding of terms commonly used in the Framework for the Management of Information in the GoC.

2.  Definitions

Accountability

Accountability is the obligation to demonstrate and take responsibility for performance in light of commitments and expected outcomes. 

All Persons Working for a Government Institution

All Persons Working for the Institution includes all employees regardless of level and employment status (indeterminate, term, causal, student), any persons working for the institution under contract or secondment, and any persons working with the institution under a partnership agreement.

Asset

An asset is an entity, quality, or condition of value that provides an advantage and serves as a resource to achieve desired results and outcomes.  Assets may have a widely recognized financial value (e.g. book value), an estimated financial value (e.g. cost savings, increased revenue), and/or a qualitative value (e.g. promotes trust and confidence).

An Authority

An Authority is the legislation, document or other venue that defines responsibilities within defined circumstance and empowers an individual or organization to deliver on them.

Authority

Authority is delegated power to command and make final decisions within a particular domain with the expectation of being obeyed and held accountable for results. 

Business Case

A business cases is an investment proposal, providing the necessary information to make a decision about whether a program or project should proceed.  The business case places a proposed investment in a strategic business context, provides an analysis of costs, benefits, risks, and impacts, and offers reasonable alternatives and a recommended solution.   The business case provides for comprehensive analysis of investments proposals and a consistent set of decision criteria to select and prioritize the institution investment portfolio.  Once approved, a business case provides a baseline to manage investment risks, monitor progress, and measure results.

Content

The information in an XML document, excluding tags and other markup.

Controlled Vocabulary

A list of standard words or phrases for XML content.

Crawler

A software process that follows links across the Internet or an Intranet locating documents for search and retrieval.

Custody

Custody is being entrusted with the immediate charge and control over a resource and guarding or protecting the resource on behalf of its owner or a higher authority.  Government institutions are custodians of information owned by the crown and are accountable for managing information on behalf of the government.  Government institutions are also custodians of non-government information in their possession and must manage this information in a manner that addresses and protects the rights of the owners. 

Data

XML specialists often make a distinction between data, XML information intended to be exchanged among machines, and documents, XML information intended for people.

Deputy Head

The Deputy Head is the head of a federal government institution accountable to the Minister and through the Minister to Parliament for all institution activities and for achievement of institution results.

Disposition

Managing information that is no longer required for operational purposes in accordance with legislation and policy.  Options include destruction of information that is no longer required, the long-term preservation of information, or transfer of information to other jurisdictions or to the private sector.

Distributed Computing

The ability for a process on one computer system to invoke processes on other computer systems.

Document

XML specialists often make a distinction between documents, XML information intended for people, and data, XML information intended to be exchanged among machines.

DTD

Document Type Definition," a kind of simple structural schema inherited from SGML.

EDI

"Electronic Data Interchange," the practice of exchanging information regularly among systems, often for supply-chain management.

Emergency Preparedness

Emergency Preparedness include business continuity planning as well as planning and implementing responses to a wide range of possible future events which could interrupt the normal operations of an institution.

Federal Government Institution

In the context of the Framework for the Management of Information in the GoC a Federal Government Institution is defined as a statutory department, agency, or corporation as defined in Schedules I, I.1, and II of the Financial Administration Act (FAA) including:

  • Federal government departments, which operate under a departmental statute with a department head responsible to a Minister (FAA – Schedule I) -  E.g. Department of Agriculture and Agri-Food Canada, Department of Transport Canada;
  • Federal statutory agencies, which operate under a constituent legislation with an agency head responsible to a Minister who sets the policy framework for the agency (FAA – Schedule I.1) -  E.g. Public Service Commission, RCMP;
  • Federal departmental corporations established by an Act of Parliament to perform administrative, research, supervisory, or regulatory functions subject to same administrative requirements and controls as departments but with greater decision-making independence (FAA – Schedule II) – E.g. National Research Council;
  • Special operating agencies which operate as service delivery units within a department's legislative framework and Treasury Board policies and are responsible to the deputy head.  They have a formal performance and results agreement and operate with increased management flexibility – E.g. Passport Office, Consulting and Audit Canada;
  • All other public institutions subject to the FAA are encouraged to apply the policies, standards and guidelines of the FMI to enable them to enhance the management of their information.

Formatting

The process of presenting XML information to humans by converting it to a more accessibly format, such as print or a Web page.

Governance

Governance is exercising authority to provide direction and to undertake, coordinate, and regulate activities in support of achieving this direction and desired outcomes.

Guideline

A guideline provides descriptive guidance such as best practices, principles and advice giving government institutions a foundation to develop procedures, and allowing them discretion in adapting the guideline to accommodate unique requirements and circumstances.  

Governance and Accountability Model

A Governance and Accountability Model provides the relationship and process context for working together to ensure outcomes are achieved.

Impact

The outcome of an event. 

Integrated Risk Management

Is a continuous, proactive and systematic process to understand, manage and communicate risk from an organization-wide perspective. It is about making strategic decisions that contribute to the achievement of an organization's overall corporate objectives.

Information

Information is a representation of facts, ideas, or opinions about objects, events, and/or processes that exist on any medium or format.

Information in the Government of Canada (GoC)

Information in the Government of Canada is information created, received, acquired by or for the government in the course of doing business.  Information in the GoC is subject to legislation, regulations and policies.

Information Life Cycle

The steps that information passes through in the course of conducting business activities: (collect/create/receive/capture, organize, use/disseminate, maintain/preserve, disposition)

Information Management

Information management is a discipline that directs and supports effective and efficient management of information in an organization from planning and systems development to disposal and/or long-term preservation.

Information Management Advisor

Information Management Advisors have a broad knowledge of information management disciplines and provide guidance and support to program and staff functions on all aspects of managing the information resource. 

Information Management Specialist

Information Management Specialists are experts in one or more of the information management disciplines that support the effective and efficient management of information. 

Information Technology Specialist

Information Technology Specialists are information systems and technology infrastructure managers, experts, and technicians. 

Interoperability

The ability of different types of computers, networks, operating systems, and applications to work together effectively, without prior communication, in order to exchange information in a useful and meaningful manner. There are three aspects of interoperability: semantic, structural and syntactical. [DCMI Glossary]

Likelihood

The probability of occurrence of an uncertain future outcome.

Loose Structure

The availability of many alternatives for ordering or structure in the same XML document.

Management of Information

Management of information is an element of every job function in GoC that has to do with treating the information used or produced in the course of performing the job duties as a strategic business resource and in line with legal and policy requirements.

Managers

Managers include program delivery managers and support function managers, at all levels in the institution, accountable for the direct delivery and support of programs and services within their domain of business responsibility.

Markup

The tags and other information in an XML document exclusive of the main content.

Messaging

Computer communication over a network using small information packages following strict protocols. Messaging is a special case of data interchange, where communication is frequent. 

Metadata

Information about information - similar in concept to a card catalogue that classifies different kinds of information; e.g. a description of what a profile field means in an electronic document management system; a description of a field to be completed on a form.

Minister of a Government Institution

The Minster of a government institution is the member of the Queen's Privy Council with designated authority and responsibility for all matters within the jurisdiction of the institution, not by law assigned to any other department, board, or agency. The Minister is accountable to the Prime Minister and to Parliament.

Outcome

An outcome is an event, occurrence or condition that occurs as a direct result of programs and activities.

Parsing

The process of reading an XML file and converting it to internal data structures that a computer can process.

Quality Information 

Characteristics or attributes of information that lead readers/users to trust it, including accurate, complete, reliable, understandable, relevant, current, accessible and timely.

Repository

A system for storing, retrieving, and controlling access to information.

Risk

Refers to the uncertainty that surrounds future events and outcomes. It is the expression of the likelihood and impact of an event with the potential to influence the achievement of an organization's objectives.

Risk Management

Risk Management is a systematic approach to setting the best course of action under uncertainty by identifying, assessing, understanding, acting on, and communicating risk issues.

Risk Review

Includes risk identification and analysis, response and monitoring.

Role

A Role is a function performed by someone in a particular situation, process or operation

Resource

A Resource is source or supply that can be drawn on to support or fulfill a specific need or to handle a situation. Information is a resource that supports and enables business delivery, fulfills inquiry requests, and adds value to other products and services. Information is a strategic business resource when it is recognized and managed as a valuable business asset, independent of organizational boundaries, to address immediate needs, exploit opportunities to leverage it for business advantage, and enhance its value through knowledge creation and preservation.

Responsibility

A responsibility is something that one is required to do as part of a job, role or legal obligation.

Result

A Result is the impact or effect of a program.

Schema

A set of structural rules f
Syndicationor an XML document, such as a DTD.

Senior Executive

The Senior Executive is an executive level resource designated by the senior manager of the institution to provide a portfolio-wide focus on the management of information.

Single-source publishing

Producing multiple publishing products from a single XML document, though formatting.

Stakeholder

Stakeholders are individuals, groups or organizations that have an interest or share in an undertaking or relationship and its outcome - they may be affected by it, impact or influence it, and in some way be accountable for it.

Standard

A standard provides prescriptive, mandatory measures and practices requiring full compliance by government institutions.

Stylesheet

A set of instructions for formatting an XML document.

Syndication

Ongoing, scheduled delivery of information, such as daily status reports or news stories, from publishers to subscribers.

Threat

The potential cause of an unwanted event. Threats may come from a number of internal or external sources and may be caused by a deliberate action, accident, or an act of nature.

Treasury Board Submission

Is a request by institutions for the approval of Treasury Board Ministers to carry out a proposal that is outside the institution's delegated authorities.

Valid/validity/validation

An XML document is valid if it conforms to all of the rules in a schema.

Vulnerability

A characteristic (including a weakness) of an organization's strategy, management approach, physical environment, resources, operational procedures, etc. which can be exploited by a threat.

Web Services

Processes accessible over the network to other computers, the same way that Web pages are accessible to humans.

Well-formed/Well-formedness/Well-formedness checking

An XML document is well-formed if it meets the basic syntactic requirements of XML, such as matching start and end tags. 

3.  Glossary

Not applicable 

4.  References

Framework for the Management of Information in the Government of Canada 

5.  Author and date

Information Management Division
Treasury Board Secretariat
2004-11


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