2016-01 |
Promotion of a “Comprehensive Credit Insurance” Policy by a Bank |
416 and 549 |
416 |
489 and 607 |
381 |
2015-01 |
Demutualization – Property and casualty companies – Eligible policyholders |
N/A |
N/A |
236.1, 237 |
N/A |
2011-02 |
Business in Canada – Credit card activities |
510(1) |
N/A |
N/A |
N/A |
2011-01 |
"Near" Foreign Banks – Securities dealer undertakings |
Part XII |
N/A |
N/A |
N/A |
2008-05 |
Alternate Name - Use of a trade name |
40, 42, 255, 530, 693, 696, 832 |
41, 44, 260 |
42, 44, 278, 730, 733, 880 |
35, 38, 250 |
2008-04 |
Foreign banks - Investments - Financial services entity |
507(1) |
|
|
|
2008-03 |
Control in Fact – Major shareholder and service provider |
3(1)(d) |
3(1)(d) |
3(1)(d) |
3(1)(e) |
2008-02 |
Classes of Insurance – Reverse mortgage loan insurance |
|
|
Schedule - Classes of Insurance |
|
2008-01 |
Business in Canada – Referral arrangement |
510(1) |
|
|
|
2007-03 |
Insurance in Canada of Risks – Financial Guarantee Insurance and Residual Value Insurance |
N/A |
N/A |
573(1) and (2) |
N/A |
2007-02 |
Control in Fact – Trustee or manager |
3(1)(d) |
3(1)(d) |
3(1)(d) |
3(1)(e) |
2007-01 |
Business in Canada – Access to the Canadian capital market |
510(1)(a) and (b) and 510(2) and (3) |
N/A |
N/A |
N/A |
2005-03-R1 |
Insurance in Canada of Risks – Group Policy |
N/A |
N/A |
573(1), 573(2) |
N/A |
2005-02 |
Classes of Insurance - Aquaculture insurance |
N/A |
N/A |
Schedule - Classes of Insurance |
N/A |
2005-01 |
Capital Structure – Conversion of subordinated debt |
65, 69, 78, 80 |
68, 71, 81, 83 |
69, 72, 82, 84 |
74, 76, 85, 87 |
2004-08 |
Sanctions - Unauthorized use of the word "bank" |
983(2), 983(4) to (6.1) and (10) to (12) |
N/A |
N/A |
N/A |
2004-07 |
Foreign Bank Representative Offices - Asset management services |
522(a), Section 6 of the Foreign Bank Representative Offices Regulations |
N/A |
N/A |
N/A |
2004-06 |
Foreign Bank - Business in Canada - Realization of security interests |
510(1), 510(2) |
N/A |
N/A |
N/A |
2004-05 |
Physically settled commodity trading |
409(1), 409(2), 410(2), 538(1), 538(2), 539(2) |
409(1), 410(2) |
440(1), 441(3) |
375(1), 376(3) |
2004-04 |
Foreign Banks - Business in Canada - Financing Program |
510(1); 510(2) |
N/A |
N/A |
N/A |
2004-03 |
Foreign Banks - Business in Canada - Mortgage loan administration services |
510(1); 510(3) |
N/A |
N/A |
N/A |
2004-01 |
Business and Powers - Experience Refund Programs |
N/A |
N/A |
573(2) |
N/A |
2003-06 |
Foreign Banks – Foreign remittance activities through representative offices |
522(a) |
N/A |
N/A |
N/A |
2003-05 |
Foreign Banks – Small denomination notes |
545(1), 545(3) |
N/A |
N/A |
N/A |
2003-04 |
Classes of Insurance – Property Valuation Indemnity Insurance |
N/A |
N/A |
Schedule - Classes of Insurance |
N/A |
2003-02-R1 |
Voluntary Liquidation – Outstanding deposit liabilities |
364, 366 |
369, 371 |
402, 404 |
348, 350 |
2003-01 |
Business and Powers - Acting as a service provider |
15, 409 |
14, 409 |
15, 440 |
16, 375 |
2002-01 |
Business and Powers - Acting as trustee for a trust |
412, 544 |
412 |
466 |
378 |
2001-03 |
Self-dealing - Deeming a party to be a related party |
486 |
474 |
518 |
410 |
2001-02 |
Capital Structure - Holding of shares in the FRFI or its controlling body corporate |
70 |
73 |
74 |
78 |
2001-01 |
Capital Structure -Conversion of shares |
65, 69, 77 |
68, 71, 80 |
69, 72, 81 |
74, 76, 84 |