| Registration type | Date due | Fee |
|---|---|---|
| Application for registration as a dealer or advisor. It doesn't matter how many categories of registration the application relates to. | n/a | $750 |
| Application for registration as an investment fund manager. | n/a | $750 |
| Annual fee payable by each registered dealer, advisor or investment fund manager. | December 31 | $750 |
| Except as provided in paragraph (f), application for registration or reinstatement as a representative, ultimate designated person or chief compliance officer of a registered dealer, advisor or investment fund manager, regardless of the number of categories of registration to which the application relates. | n/a | $250 |
| Annual fee for each registered representative, ultimate designated person or chief compliance officer of a registered dealer, advisor or investment fund manager. | December 31 | $250 |
| Application by a dealer, advisor or investment fund manager to make a change or an addition to the registration category in respect of which the dealer, advisor or investment fund manager is registered. | n/a | $100 |
| Application by a dealer, advisor or investment fund manager to delete a registration category in respect of which the dealer, advisor or investment fund manager is registered | n/a | $0 |
| Disclosure filing fees | Date due | Fee |
|---|---|---|
| For issuers other than an investment fund issuer, filing a preliminary prospectus or pro forma prospectus for each class of security | n/a | $350 |
| In the case of an investment fund issuer, filing a preliminary prospectus or pro forma for each fund | n/a | $350 |
| Filing an amendment to a preliminary, pro forma, or other prospectus for each class of security or fund affected by the amendment | n/a | $50 |
| Filing a non-exempt take‑over bid or issuer-bid circular | n/a | $200 |
| Filing a rights offering circular | n/a | $100 |
| Filing an offering memorandum | n/a | $100 |
| Filing a report of an exempt distribution in accordance with form 45–106F1 under National Instrument 45‑106 Prospectus and Registration Exemptions | n/a | $25 |
| Filing by an issuer of an annual information form under National Instrument 51–102 Continuous Disclosure Obligations or under National Instrument 81–106 Investment Fund Continuous Disclosure | n/a | $400 |
| Application for exemptive relief or application for designation or recognition under the Securities Act | n/a |
$250 |
| Filings or approvals not otherwise provided for in this schedule | n/a | $0 |
| Fees for searches, certificates and photocopies | |
|---|---|
| Searches | $0 |
| A certified statement referred to in section 19 of the Securities Act provided by the superintendent on request | $25 |
| Certificate of true copy of an original document | $5 |
| Photocopies per page | $1 |
| Fax transmissions per page | $2 |
Contact:
For more information on local rules under the Securities Act email securities@yukon.ca or phone 867-667-5466. We are located at 307 Black Street, Whitehorse, Yukon, Y1A 2N1.